Registry Management

We provide the highest standards of ongoing securities registration services tailored to your specific requirements, acting as your Principal / Branch Registrar, Warrant / Unit Registrar or Transfer Agent.

Tricor's services include the following:

Securities Registration Services

Preparing shareholder / unit holder / warrant holder lists, transfer journals, and other share / unit / warrant holding analyses and summaries as and when required
Arranging for book closure to determine the entitlements of shareholders / unit holders / warrant holders
Handling replacement of lost share / unit / warrant certificates and dividend warrants
Registering probate and other documents
Facilitating public search of registers of shareholders / unit holders / warrant holders
Processing and registering share / unit / warrant transfers, including issuing certificates upon registration:
  • Allotment and placing of shares / units / warrants
  • Exercising of share options and convertible securities
  • Consolidation / Subdivision of shares / units

Cross-Border Services

Providing cross-border services in collaboration with Tricor Group's investor services practices and GSA partners in major markets:
  • Multiple listing matters
  • Corporate actions
  • Shareholder identification service
  • Proxy solicitation service
  • Removal of securities

Main Practice Leaders

Pamela Chung
Managing Director, Commercial Hong Kong
Hong Kong SAR
Catharine Wong
Head of Investor Services of Hong Kong
Hong Kong SAR
Yeap Kok Leong
CEO & Managing Director
Malaysia / Labuan
Ho Lon Gee
Director & CEO & Managing Director

What Clients Are Saying

We provide Registry Management Services in the following markets: