Initial Public Offering (IPO) / New Issue

As a leading share registrar with an outstanding track record in supporting new issues / initial public offerings (IPOs), we actively participate and provide support throughout the entire listing process.

Tricor's services include the following:

Providing single and dual-currency payment and settlement services
Holding meetings with issuers, lawyers, investment bankers, receiving bankers and overseas registrars and providing professional advice
Preparing subscription reports for all relevant parties
Processing applications, including identification of suspected multiple applications
Preparing balloting schemes and formulating the basis of allocation
Reviewing allocations / results announcement and preparing allotment reports
Attending to removal of shares in batches for dual listing issuers
Setting up registers of shareholders / unit holders / warrant holders
Preparing, printing and dispatching share / unit / warrant certificates and refund cheques / e-Auto Refund payment instructions
Providing allotment results publication / enquiry service, including online enquiry service, hotline enquiry service and publication of allotment results booklets
Dealing with claims of non-receipt of share / unit / warrant certificates and refund cheques
Providing physical and electronic application processing, with a fully equipped electronic application platform offering a wide range of eServices, for instance:
  • Public offering (HK eIPO White Form)
  • Employee preferential offering (ePink Form)
  • Preferential offering for shareholders (eBlue Form)

Main Practice Leaders

Catherine Wong
Head of Investor Services of Hong Kong
Pamela Chung
Managing Director, Commercial Hong Kong
Yeap Kok Leong
CEO & Managing Director
Ho Lon Gee
Director & CEO & Managing Director

What Clients Are Saying

We provide Initial Public Offering (IPO) / New Issue Services in the following markets: